Personnel Hong Kong SFC License Details (ID 76783)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OnePlatform Asset Management Limited	Rep	Dealing in securities	2011-08-12	2020-08-13
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on securities	2010-12-02	2011-07-16
	Rep	Dealing in securities	2010-12-02	2011-07-16