Personnel Hong Kong SFC License Details (ID 76784)

Personnel Hong Kong SFC License Details (ID 76784)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WRise Prestige Asset Management Limited	RO	Advising on securities	2024-11-06	-
	RO	Asset management	2024-11-06	-
WRise Prestige Securities Limited	RO	Dealing in securities	2024-11-06	-
WRise Prestige Asset Management Limited	Rep	Advising on securities	2024-09-25	2024-11-06
	Rep	Asset management	2024-09-25	2024-11-06
WRise Prestige Securities Limited	Rep	Dealing in securities	2024-09-25	2024-11-06
JAKOTA ASSET MANAGEMENT LIMITED	RO	Asset management	2023-07-25	2024-07-01
	RO	Advising on securities	2022-10-05	2024-07-01
	RO	Dealing in securities	2022-10-05	2024-07-01
	Rep	Asset management	2021-03-31	2023-07-25
JAKOTA SECURITIES GROUP LIMITED	RO	Dealing in securities	2019-01-16	2024-07-01
	Rep	Dealing in securities	2018-04-25	2019-01-16
	Rep	Advising on securities	2018-04-25	2024-07-01
Sun International Investment Services Limited	Rep	Advising on securities	2017-08-31	2018-03-15
	RO	Dealing in securities	2017-08-31	2018-03-15
	Rep	Dealing in securities	2017-01-03	2017-08-31
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2014-10-27	2016-12-30
OnePlatform Asset Management Limited	Rep	Dealing in securities	2009-08-11	2014-06-30
	Rep	Advising on securities	2004-12-02	2010-05-27