| Pamirs Capital (H.K.) Limited | RO | Dealing in securities | 2023-01-10 | - |
| RO | Advising on securities | 2020-09-08 | - |
| RO | Asset management | 2020-09-08 | - |
| Rep | Advising on securities | 2020-08-25 | 2020-09-08 |
| Rep | Asset management | 2020-08-25 | 2020-09-08 |
| ZH SECURITIES LIMITED | RO | Advising on securities | 2020-02-07 | 2020-03-06 |
| RO | Asset management | 2020-02-07 | 2020-03-06 |
| RO | Dealing in securities | 2020-02-07 | 2020-03-06 |
| PARCHMENT CAPITAL LIMITED | RO | Advising on securities | 2019-03-15 | 2020-01-31 |
| RO | Asset management | 2019-03-15 | 2020-01-31 |
| PARCHMENT INVESTMENT LIMITED | RO | Dealing in securities | 2019-03-15 | 2020-01-31 |
| Rep | Dealing in securities | 2018-11-06 | 2019-03-15 |
| China Transfer Capital Investment Limited | RO | Dealing in securities | 2016-11-24 | 2018-08-31 |
| HF Securities and Futures Limited | RO | Dealing in futures contracts | 2015-10-28 | 2016-11-03 |
| RO | Dealing in securities | 2015-10-28 | 2016-11-03 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-02-02 | 2015-08-28 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-02-02 | 2015-08-28 |
| Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2014-03-10 | 2015-01-19 |
| Rep | Dealing in securities | 2014-03-10 | 2015-01-19 |
| Glory Sun Securities Limited | RO | Dealing in futures contracts | 2012-09-18 | 2013-09-16 |
| Rep | Dealing in securities | 2012-05-18 | 2013-09-16 |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-08-27 | 2012-05-09 |
| RO | Dealing in futures contracts | 2008-12-24 | 2012-05-09 |
| Rep | Dealing in securities | 2008-12-24 | 2012-05-09 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-04-23 | 2008-12-05 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-09-22 |
| Rep | Asset management | 2003-04-01 | 2003-09-22 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-22 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2008-12-05 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-09-22 |
| Rep | Advising on securities | 2003-04-01 | 2003-09-22 |
| Rep | Asset management | 2003-04-01 | 2003-09-22 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-22 |
| Rep | Dealing in securities | 2003-04-01 | 2008-12-05 |