| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2010-09-29 | 2015-07-28 |
| Rep | Advising on securities | 2010-09-29 | 2021-05-31 |
| Rep | Dealing in securities | 2010-09-02 | 2021-05-31 |
| Quam Securities Limited | Rep | Asset management | 2010-04-15 | 2010-08-18 |
| Rep | Advising on securities | 2010-03-18 | 2010-08-18 |
| Rep | Dealing in futures contracts | 2010-03-18 | 2010-08-18 |
| Rep | Dealing in securities | 2010-03-18 | 2010-08-18 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-02-27 | 2010-02-28 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2009-02-27 | 2010-02-28 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-02-27 | 2010-02-28 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Asset management | 2005-04-08 | 2006-02-27 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-03 | 2006-02-27 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2003-06-18 | 2006-02-27 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on corporate finance | - | 2003-04-11 |
| Rep | Advising on securities | - | 2003-04-11 |
| Rep | Asset management | - | 2003-04-11 |
| Rep | Providing automated trading services | - | 2003-04-11 |
| Rep | Dealing in securities | - | 2003-04-11 |