Personnel Hong Kong SFC License Details (ID 76821)

Personnel Hong Kong SFC License Details (ID 76821)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	Rep	Dealing in securities	2022-08-11	2023-04-02
	Rep	Asset management	2018-01-09	2023-04-02
	Rep	Advising on securities	2015-03-04	2023-04-02
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2014-09-01	2015-02-07
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Asset management	2014-06-30	2014-08-01
	Rep	Advising on securities	2010-09-28	2014-08-01
	Rep	Dealing in futures contracts	2010-09-28	2014-08-01
	Rep	Dealing in securities	2010-09-28	2014-08-01
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2010-02-08	2010-08-26
	Rep	Dealing in securities	2010-02-08	2010-08-26