Webb-site Legacy

Law, Sheung Pui 羅尚沛

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2013-12-09	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2012-01-09	-
Glory Sun Securities Limited	Rep	Dealing in securities	2011-11-15	2012-01-01
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in futures contracts	2011-02-28	2011-10-03
	Rep	Dealing in securities	2011-02-28	2011-10-03
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2009-07-27	2011-02-22
CASH ASSET MANAGEMENT LIMITED	Rep	Asset management	2009-05-21	2011-02-22
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2006-09-25	2011-02-22
BOCOM International Holdings Company Limited	Rep	Advising on securities	2005-06-28	2006-08-20
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	RO	Advising on securities	2005-03-10	2005-06-23
	Rep	Advising on securities	2005-02-07	2005-03-10
	RO	Advising on securities	2004-07-06	2005-02-07
	Rep	Advising on corporate finance	2003-04-01	2004-04-02
	Rep	Advising on securities	2003-04-01	2004-07-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.