| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2013-12-09 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-01-09 | - |
| Glory Sun Securities Limited | Rep | Dealing in securities | 2011-11-15 | 2012-01-01 |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2011-02-28 | 2011-10-03 |
| Rep | Dealing in securities | 2011-02-28 | 2011-10-03 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-07-27 | 2011-02-22 |
| CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-05-21 | 2011-02-22 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-09-25 | 2011-02-22 |
| BOCOM International Holdings Company Limited | Rep | Advising on securities | 2005-06-28 | 2006-08-20 |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | RO | Advising on securities | 2005-03-10 | 2005-06-23 |
| Rep | Advising on securities | 2005-02-07 | 2005-03-10 |
| RO | Advising on securities | 2004-07-06 | 2005-02-07 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-04-02 |
| Rep | Advising on securities | 2003-04-01 | 2004-07-06 |