| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Apollo Capital Management Limited | Rep | Advising on securities | 2026-08-31 | - |
| Rep | Asset management | 2026-08-31 | - | |
| Rep | Dealing in securities | 2026-08-31 | - | |
| MOUETTE SECURITIES COMPANY LIMITED | RO | Advising on futures contracts | 2024-11-11 | 2026-07-31 |
| RO | Advising on securities | 2024-11-11 | 2026-07-31 | |
| RO | Asset management | 2024-11-11 | 2026-07-31 | |
| RO | Dealing in futures contracts | 2024-11-11 | 2026-07-31 | |
| RO | Dealing in securities | 2024-11-11 | 2026-07-31 | |
| Rep | Advising on futures contracts | 2024-10-22 | 2024-11-11 | |
| Rep | Advising on securities | 2024-10-22 | 2024-11-11 | |
| Rep | Asset management | 2024-10-22 | 2024-11-11 | |
| Rep | Dealing in futures contracts | 2024-10-22 | 2024-11-11 | |
| Rep | Dealing in securities | 2024-10-22 | 2024-11-11 | |
| Redstone Asset Management Limited | RO | Advising on securities | 2024-03-20 | 2024-10-15 |
| RO | Asset management | 2024-03-20 | 2024-10-15 | |
| Glory Sun Securities Limited | RO | Asset management | 2023-03-03 | 2024-02-06 |
| Rep | Asset management | 2022-07-05 | 2023-03-03 | |
| RO | Asset management | 2021-12-20 | 2022-07-05 | |
| RO | Dealing in futures contracts | 2018-11-19 | 2022-09-20 | |
| RO | Dealing in securities | 2018-11-19 | 2024-02-06 | |
| Rep | Dealing in futures contracts | 2018-09-26 | 2018-11-19 | |
| Rep | Dealing in securities | 2018-09-26 | 2018-11-19 | |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2018-09-03 | 2018-09-11 |
| Rep | Dealing in securities | 2018-09-03 | 2018-09-11 | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2017-04-07 | 2018-08-11 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2017-04-07 | 2018-08-11 |
| Glory Sun Securities Limited | RO | Dealing in futures contracts | 2016-06-21 | 2016-12-31 |
| Rep | Dealing in futures contracts | 2016-05-11 | 2016-06-21 | |
| Rep | Dealing in securities | 2016-05-11 | 2016-12-31 | |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2014-03-12 | 2016-04-30 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-03-12 | 2016-04-30 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-01-12 | 2014-01-31 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2011-12-23 | 2014-01-31 |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2011-03-08 | 2011-12-12 |
| Rep | Dealing in securities | 2011-03-08 | 2011-12-12 | |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-10-06 | 2011-03-01 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-06 | 2011-03-01 |
| ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-08 | 2009-09-21 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-08 | 2009-09-21 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | 2003-09-10 | 2004-03-02 |
| Rep | Dealing in futures contracts | 2003-09-10 | 2009-05-04 | |
| CELESTIAL SECURITIES LIMITED | Rep | Providing automated trading services | 2003-09-10 | 2004-02-19 |
| Rep | Dealing in securities | 2003-09-10 | 2009-05-04 |
No HKMA registrations in the collected records.