Personnel Hong Kong SFC License Details (ID 76838)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2016-09-21	2025-04-01
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	RO	Advising on corporate finance	2016-07-01	2025-04-01
	RO	Advising on securities	2016-07-01	2025-04-01
	RO	Dealing in securities	2016-07-01	2025-04-01
MANRISE LIMITED (d2007-05-02)	RO	Providing automated trading services	2004-11-04	2006-01-10
	RO	Dealing in securities	2004-11-04	2006-01-10
CORE PACIFIC-YAMAICHI CAPITAL LIMITED	RO	Advising on corporate finance	2004-08-17	2025-04-01
	RO	Dealing in securities	2004-08-17	2025-04-01
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	RO	Asset management	-	2004-08-17
	RO	Providing automated trading services	-	2004-08-17
	RO	Advising on corporate finance	-	2016-06-30
	RO	Advising on securities	-	2016-06-30
	RO	Dealing in securities	-	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	RO	Advising on futures contracts	-	2004-08-17
	RO	Asset management	-	2004-08-17
	RO	Dealing in futures contracts	-	2016-09-21
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	RO	Advising on corporate finance	-	2004-08-17
	RO	Advising on securities	-	2004-08-17
	RO	Asset management	-	2004-08-17
	RO	Providing automated trading services	-	2004-08-17
	RO	Dealing in securities	-	2016-06-30