| CORE PACIFIC-YAMAICHI CAPITAL LIMITED | RO | Dealing in securities | 2004-11-15 | 2013-02-22 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | RO | Dealing in securities | 2004-08-02 | 2013-02-22 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | RO | Dealing in securities | 2004-08-02 | 2013-02-22 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-10-28 | 2013-02-22 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | - | 2003-10-21 |
| Rep | Asset management | - | 2003-10-21 |
| Rep | Advising on corporate finance | - | 2004-05-28 |
| Rep | Providing automated trading services | - | 2004-05-28 |
| Rep | Dealing in securities | - | 2004-08-02 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2003-10-21 |
| Rep | Advising on securities | - | 2003-10-21 |
| Rep | Asset management | - | 2003-10-21 |
| Rep | Providing automated trading services | - | 2004-05-28 |
| Rep | Dealing in securities | - | 2004-08-02 |