Personnel Hong Kong SFC License Details (ID 76841)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	RO	Advising on corporate finance	2018-07-17	-
CORE PACIFIC-YAMAICHI CAPITAL LIMITED	RO	Advising on corporate finance	2018-05-30	-
Core Pacific - Yamaichi Asset Management Limited	RO	Asset management	2016-12-21	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	2016-12-14	2018-07-17
CORE PACIFIC-YAMAICHI CAPITAL LIMITED	RO	Dealing in securities	2016-12-14	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	RO	Advising on securities	2016-07-01	-
	RO	Dealing in securities	2016-07-01	-
	RO	Dealing in securities	2015-02-09	2016-06-30
	RO	Advising on securities	2011-06-08	2016-06-30
	Rep	Advising on securities	2005-06-29	2011-06-08
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	RO	Dealing in futures contracts	2005-06-29	-
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	RO	Dealing in securities	2005-06-29	2016-06-30
MANRISE LIMITED (d2007-05-02)	RO	Providing automated trading services	2004-11-10	2006-01-10
	RO	Dealing in securities	2004-11-10	2006-01-10
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-10-28
	Rep	Advising on securities	2003-04-01	2004-10-28
	Rep	Asset management	2003-04-01	2004-10-28
	Rep	Providing automated trading services	2003-04-01	2004-10-28
	Rep	Dealing in securities	2003-04-01	2015-02-09
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-10-28
	Rep	Asset management	2003-04-01	2004-10-28
	Rep	Dealing in futures contracts	2003-04-01	2005-06-29
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-10-28
	Rep	Advising on securities	2003-04-01	2004-10-28
	Rep	Asset management	2003-04-01	2004-10-28
	Rep	Providing automated trading services	2003-04-01	2004-10-28
	Rep	Dealing in securities	2003-04-01	2005-06-29