| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2016-07-01 | 2021-08-30 |
| RO | Dealing in securities | 2016-07-01 | 2021-08-30 |
| RO | Dealing in securities | 2015-02-03 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | RO | Dealing in securities | 2015-02-03 | 2016-06-30 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2013-11-14 | 2016-06-30 |
| Rep | Advising on corporate finance | - | 2004-06-25 |
| Rep | Advising on securities | - | 2004-06-25 |
| Rep | Asset management | - | 2004-06-25 |
| Rep | Providing automated trading services | - | 2004-06-25 |
| Rep | Dealing in securities | - | 2015-02-03 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | - | 2004-06-25 |
| Rep | Asset management | - | 2004-06-25 |
| Rep | Dealing in futures contracts | - | 2021-08-30 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2004-06-25 |
| Rep | Advising on securities | - | 2004-06-25 |
| Rep | Asset management | - | 2004-06-25 |
| Rep | Providing automated trading services | - | 2004-06-25 |
| Rep | Dealing in securities | - | 2015-02-03 |