Personnel Hong Kong SFC License Details (ID 76847)

Personnel Hong Kong SFC License Details (ID 76847)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-04-01	2024-07-26
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-02-17	2019-05-06
	Rep	Dealing in securities	2012-05-16	2024-12-12
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2003-07-10	2012-05-09
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-07-09
	Rep	Advising on securities	-	2003-07-09
	Rep	Asset management	-	2003-07-09
	Rep	Providing automated trading services	-	2004-05-28
	Rep	Dealing in securities	-	2012-05-09
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-07-09
	Rep	Advising on securities	-	2003-07-09
	Rep	Asset management	-	2003-07-09
	Rep	Providing automated trading services	-	2004-05-28
	Rep	Dealing in securities	-	2012-05-09