Personnel Hong Kong SFC License Details (ID 76851)

Personnel Hong Kong SFC License Details (ID 76851)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Canfield Securities Company Limited	RO	Asset management	2020-05-04	2025-11-08
	Rep	Asset management	2019-08-19	2019-11-18
	RO	Advising on securities	2019-04-12	2025-11-08
	RO	Dealing in securities	2019-04-12	2025-11-08
	Rep	Dealing in securities	2018-05-25	2019-04-12
Quam Securities Limited	Rep	Advising on securities	2012-08-20	2018-03-16
	Rep	Dealing in futures contracts	2012-08-20	2018-03-16
	Rep	Dealing in securities	2012-08-20	2018-03-16
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2010-03-04	2012-08-01
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2008-12-12	2012-08-01
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2008-10-03	2012-08-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2008-10-03	2012-08-01