| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-01 | - |
| Rep | Dealing in securities | 2014-11-13 | 2016-06-30 | |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-11-13 | - |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-11-13 | 2016-06-30 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2013-11-14 | 2014-11-01 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2013-11-14 | 2014-11-01 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-04-13 | 2013-11-01 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-04-13 | 2013-11-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2006-04-13 | 2013-11-01 |
| KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-03 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-03 | |
| Rep | Asset management | 2003-04-01 | 2004-06-03 | |
| Rep | Dealing in securities | 2003-04-01 | 2006-02-06 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-06-03 |
| Rep | Asset management | 2003-04-01 | 2004-06-03 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-02-06 |
No HKMA registrations in the collected records.