Personnel Hong Kong SFC License Details (ID 76853)

Personnel Hong Kong SFC License Details (ID 76853)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHEN XIN GLOBAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2025-12-29	-
	RO	Asset management	2025-12-29	-
Tianfu International Securities Group Company Limited	RO	Advising on securities	2025-03-28	2025-11-20
	RO	Asset management	2025-03-28	2025-11-20
	RO	Dealing in securities	2025-03-28	2025-11-20
Ethk Funds Limited	RO	Asset management	2024-01-29	2024-05-31
Carnegie Hill Capital Partners Limited	RO	Advising on securities	2022-12-08	2023-05-16
	RO	Asset management	2022-12-08	2023-05-16
	RO	Dealing in securities	2022-12-08	2023-05-16
GLENWORTH CAPITAL LIMITED	RO	Advising on securities	2018-10-08	2022-05-10
	RO	Asset management	2018-10-08	2022-05-10
SP Global Access Limited	RO	Dealing in securities	2017-03-29	2017-09-28
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-01-06	2017-03-08
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2016-01-06	2017-03-08
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2011-04-26	2015-12-11
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-12-20	2015-12-11
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2010-12-20	2015-12-11