| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on futures contracts | 2015-10-29 | - |
| Rep | Advising on securities | 2015-09-25 | - | |
| Rep | Dealing in futures contracts | 2015-03-27 | - | |
| Rep | Dealing in securities | 2015-03-27 | - | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-05-12 | 2015-03-07 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-05-12 | 2015-03-07 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-05-12 | 2015-03-07 |
No HKMA registrations in the collected records.