| Guosen Securities (HK) Brokerage Company, Limited | RO | Dealing in futures contracts | 2023-02-15 | 2024-05-23 |
| RO | Dealing in securities | 2023-02-15 | 2024-05-23 |
| Rep | Advising on futures contracts | 2022-11-22 | 2024-05-23 |
| Rep | Advising on securities | 2022-11-22 | 2024-05-23 |
| Rep | Dealing in futures contracts | 2022-10-03 | 2023-02-15 |
| Rep | Dealing in securities | 2022-10-03 | 2023-02-15 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2019-09-25 | 2022-09-21 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-09-25 | 2022-09-21 |
| China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2016-01-05 | 2019-09-15 |
| Rep | Dealing in securities | 2016-01-05 | 2019-09-15 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-04-10 | 2015-12-19 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2014-04-10 | 2015-12-19 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-07-26 | 2014-01-27 |
| Rep | Dealing in securities | 2012-07-26 | 2014-01-27 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-11-17 | 2012-04-08 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-11-17 | 2012-04-08 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-11-17 | 2012-04-08 |