Personnel Hong Kong SFC License Details (ID 76859)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2016-07-01	2023-04-18
	Rep	Dealing in securities	2016-07-01	2023-04-18
	Rep	Advising on securities	2009-09-29	2016-06-30
	Rep	Dealing in securities	2009-04-02	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2009-04-02	2023-04-18
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-04-02	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	RO	Dealing in futures contracts	2004-05-31	2009-03-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	RO	Dealing in securities	2004-05-31	2009-03-01
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	RO	Providing automated trading services	2003-11-20	2004-05-31
	RO	Dealing in securities	2003-11-20	2009-03-01
	Rep	Advising on corporate finance	-	2003-11-19
	Rep	Advising on securities	-	2003-11-19
	Rep	Asset management	-	2003-11-19
	Rep	Providing automated trading services	-	2003-11-20
	Rep	Dealing in securities	-	2003-11-20
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2004-05-31
	Rep	Asset management	-	2004-05-31
	Rep	Dealing in futures contracts	-	2004-05-31
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-05-31
	Rep	Advising on securities	-	2004-05-31
	Rep	Asset management	-	2004-05-31
	Rep	Providing automated trading services	-	2004-05-31
	Rep	Dealing in securities	-	2004-05-31