| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | Leveraged foreign exchange trading | 2013-07-24 | 2015-09-07 |
| Rep | Dealing in futures contracts | 2013-05-06 | 2015-09-07 | |
| Rep | Dealing in securities | 2013-05-06 | 2015-09-07 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-08-23 | 2013-04-12 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-08-23 | 2013-04-12 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-08-23 | 2013-04-12 |