| VALUABLE CAPITAL LIMITED | Rep | Advising on securities | 2020-09-02 | - |
| Rep | Asset management | 2020-09-02 | - |
| Rep | Dealing in futures contracts | 2020-07-21 | - |
| Rep | Dealing in securities | 2020-07-21 | - |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2017-06-13 | 2020-05-29 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2017-06-13 | 2020-05-29 |
| Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2014-05-20 | 2017-05-30 |
| Success Securities Limited | Rep | Dealing in securities | 2014-05-20 | 2017-05-30 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2014-03-29 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-12-03 | 2014-03-29 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-12-03 | 2014-03-29 |
| OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-06-27 | 2009-09-09 |