| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-07-07 | 2012-11-26 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-07-07 | 2012-11-26 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2006-07-07 | 2012-11-26 |
| SCTRADE.COM LIMITED | Rep | Advising on securities | - | 2004-01-15 |
| Rep | Asset management | - | 2004-01-15 |
| Rep | Dealing in securities | - | 2004-01-15 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | - | 2004-01-15 |
| Rep | Asset management | - | 2004-01-15 |
| Rep | Dealing in futures contracts | - | 2006-03-01 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-01-15 |
| Rep | Advising on securities | - | 2004-01-15 |
| Rep | Asset management | - | 2004-01-15 |
| Rep | Providing automated trading services | - | 2004-01-15 |
| Rep | Dealing in securities | - | 2006-03-01 |