Personnel Hong Kong SFC License Details (ID 76864)

Personnel Hong Kong SFC License Details (ID 76864)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OnePlatform Asset Management Limited	Rep	Dealing in securities	2021-10-15	2022-05-19
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2006-12-29	2011-12-24
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2006-12-29	2011-12-24
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2006-12-29	2011-12-24
CELESTIAL COMMODITIES LIMITED	Rep	Providing automated trading services	-	2004-03-02
	Rep	Advising on futures contracts	-	2004-03-03
	Rep	Asset management	-	2004-03-03
	Rep	Dealing in futures contracts	-	2006-12-16
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-02-19
	Rep	Advising on securities	-	2004-02-19
	Rep	Asset management	-	2004-02-19
	Rep	Providing automated trading services	-	2004-02-19
	Rep	Dealing in securities	-	2006-12-16