| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2025-08-15 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2018-09-07 | 2019-08-04 |
| CPLUS SECURITIES LIMITED | Rep | Advising on securities | 2018-01-16 | 2018-07-26 |
| Rep | Dealing in securities | 2018-01-16 | 2018-07-26 | |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2017-06-06 | 2017-11-17 |
| Rep | Dealing in securities | 2017-06-06 | 2017-11-17 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-09-12 | 2012-03-01 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-09-12 | 2012-03-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-09-12 | 2012-03-01 |
No HKMA registrations in the collected records.