Personnel Hong Kong SFC License Details (ID 76866)

Personnel Hong Kong SFC License Details (ID 76866)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2025-08-15	-
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2018-09-07	2019-08-04
CPLUS SECURITIES LIMITED	Rep	Advising on securities	2018-01-16	2018-07-26
	Rep	Dealing in securities	2018-01-16	2018-07-26
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2017-06-06	2017-11-17
	Rep	Dealing in securities	2017-06-06	2017-11-17
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2011-09-12	2012-03-01
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2011-09-12	2012-03-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2011-09-12	2012-03-01