| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2023-03-02 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-03-02 | - |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-01 | 2023-02-14 |
| Rep | Dealing in securities | 2015-05-06 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-05-06 | 2023-02-14 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-05-06 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-10-29 | 2015-04-13 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-10-06 | 2015-04-13 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-10-06 | 2015-04-13 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-03-05 | 2009-07-01 |