| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2015-03-02 | 2015-12-09 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-03-02 | 2015-12-09 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-12-08 | 2015-02-21 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2003-12-16 | 2015-02-21 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2003-12-16 | 2015-02-21 |
| TAT LEE SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | - | 2003-11-09 |
| Rep | Advising on securities | - | 2003-11-09 | |
| Rep | Asset management | - | 2003-11-09 | |
| Rep | Dealing in securities | - | 2003-11-09 |