Personnel Hong Kong SFC License Details (ID 76878)

Personnel Hong Kong SFC License Details (ID 76878)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PELICAN FINANCIAL LIMITED	Rep	Advising on corporate finance	2021-09-10	2022-03-24
RED SUN CAPITAL LIMITED	Rep	Dealing in securities	2018-08-24	2021-08-24
	Rep	Advising on corporate finance	2017-06-05	2021-08-24
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2016-01-08	2017-05-10
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	2016-01-08	2017-05-10
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2014-06-20	2015-12-23
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2014-03-14	2015-12-23
	Rep	Dealing in securities	2014-03-14	2015-12-23
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2011-09-09	2014-03-04
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2011-09-09	2014-03-04
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2011-09-09	2014-03-04
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2011-02-09	2011-04-16
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2011-02-09	2011-04-16
ADMIS Hong Kong Limited	Rep	Dealing in futures contracts	2008-09-24	2009-12-07