Personnel Hong Kong SFC License Details (ID 76882)

Personnel Hong Kong SFC License Details (ID 76882)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2017-07-25	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2017-07-25	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-07-01	2017-07-15
	Rep	Dealing in securities	2010-05-17	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2010-05-17	2017-07-15
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2010-05-17	2016-06-30