| Minerva Asset Global Investment Capital Limited | RO | Asset management | 2020-09-28 | 2022-05-10 |
| Minerva Holding Financial Securities Limited | RO | Dealing in securities | 2020-09-28 | 2022-05-10 |
| Minerva Asset Global Investment Capital Limited | Rep | Asset management | 2020-05-12 | 2020-09-28 |
| Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2020-05-12 | 2020-09-28 |
| PROSPER VOYAGE ASSET MANAGEMENT LIMITED | RO | Asset management | 2020-03-19 | 2020-04-22 |
| Rep | Asset management | 2020-03-17 | 2020-03-19 |
| DAKIN SECURITIES LIMITED | RO | Dealing in securities | 2019-04-23 | 2020-04-22 |
| Rep | Dealing in securities | 2019-03-12 | 2019-04-23 |
| ASIA WEALTH SECURITIES LIMITED | RO | Dealing in securities | 2016-08-09 | 2019-03-07 |
| CHINA DEMETER SECURITIES LIMITED | RO | Dealing in securities | 2016-02-23 | 2016-06-13 |
| Rep | Advising on securities | 2015-08-25 | 2016-06-13 |
| Rep | Dealing in securities | 2015-07-28 | 2016-02-23 |
| GEO Securities Limited | RO | Dealing in securities | 2015-01-22 | 2015-07-20 |
| Rep | Dealing in securities | 2014-11-24 | 2015-01-22 |
| BLOOMYEARS LIMITED | RO | Dealing in securities | 2014-08-01 | 2014-11-03 |
| Rep | Dealing in securities | 2014-06-05 | 2014-08-01 |
| CHINA DEMETER SECURITIES LIMITED | RO | Dealing in securities | 2014-05-16 | 2014-06-04 |
| Rep | Dealing in securities | 2013-05-03 | 2014-05-16 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-09-22 | 2013-04-06 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-09-22 | 2013-04-06 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-09-22 | 2013-04-06 |
| Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2009-05-20 | 2010-09-13 |
| Rep | Dealing in securities | 2008-05-21 | 2010-09-13 |