| Sunrise Asset Management Limited | RO | Advising on securities | 2025-08-15 | - |
| RO | Asset management | 2025-08-15 | - |
| Advent Securities (Hong Kong) Limited | RO | Dealing in securities | 2024-02-02 | 2024-07-08 |
| ROUNDHOUSE PARTNERS LTD | RO | Advising on securities | 2024-02-02 | 2024-07-08 |
| RO | Asset management | 2024-02-02 | 2024-07-08 |
| CARLYON ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2022-10-13 | 2024-01-28 |
| RO | Asset management | 2022-08-26 | 2024-01-28 |
| CARLYON SECURITIES LIMITED | RO | Dealing in securities | 2022-08-26 | 2024-01-28 |
| Black Marble Securities Limited | RO | Dealing in securities | 2016-05-04 | 2021-02-26 |
| Tiger Securities Asset Management Company Limited | Rep | Asset management | 2014-12-17 | 2015-05-19 |
| OP INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2013-10-15 | 2014-08-12 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-12-03 | 2013-09-17 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-11-11 | 2013-09-17 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-11-11 | 2013-09-17 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-15 | 2008-07-31 |
| ABCI Securities Company Limited | Rep | Dealing in securities | 2007-01-15 | 2007-11-01 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-05-12 | 2006-12-21 |
| Rep | Dealing in securities | 2006-05-12 | 2006-12-21 |
| SBI China Capital Commodities Limited | RO | Advising on futures contracts | 2005-08-08 | 2006-05-03 |
| RO | Asset management | 2005-08-08 | 2006-05-03 |
| RO | Dealing in futures contracts | 2005-08-08 | 2006-05-03 |
| SBI China Capital Financial Services Limited | RO | Dealing in securities | 2005-08-08 | 2006-05-03 |
| SBI China Capital Securities Limited | RO | Advising on securities | 2005-08-08 | 2006-05-03 |
| RO | Asset management | 2005-08-08 | 2006-05-03 |
| RO | Dealing in securities | 2005-08-08 | 2006-05-03 |
| SBI China Capital Commodities Limited | Rep | Advising on futures contracts | 2003-04-01 | 2003-07-25 |
| Rep | Asset management | 2003-04-01 | 2005-08-08 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-08-08 |
| SBI China Capital Financial Services Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-07-25 |
| Rep | Advising on securities | 2003-04-01 | 2003-07-25 |
| Rep | Asset management | 2003-04-01 | 2005-02-23 |
| Rep | Dealing in securities | 2003-04-01 | 2005-08-08 |
| SBI China Capital Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-07-25 |
| Rep | Advising on securities | 2003-04-01 | 2003-07-25 |
| Rep | Asset management | 2003-04-01 | 2005-08-08 |
| Rep | Dealing in securities | 2003-04-01 | 2005-08-08 |