Webb-site Legacy

Law, Chin Man 羅展民

SFC ID:AMR761

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-09-21	2012-08-03
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-09-21	2012-08-03
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-07-13	2011-09-14
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2010-07-13	2011-09-14
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2010-07-13	2011-09-14
KGI ASIA LIMITED	Rep	Dealing in securities	2009-10-19	2010-06-16
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-10-19	2010-06-16
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2007-10-10	2009-10-10
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2007-10-10	2009-10-10
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-07-09	2007-09-17
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-05-04	2007-09-17
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2006-03-22	2006-11-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-01-06	2006-03-10
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-01-06	2006-03-10