Webb-site Legacy

Lee, Chi Wai (SFC:AFG053) 李志偉

SFC ID:AFG053

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-07-01	2020-02-14
	Rep	Dealing in securities	2007-01-22	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2007-01-22	2020-02-14
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2007-01-22	2016-06-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2004-04-19	2007-01-13
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-08-25
	Rep	Asset management	-	2003-08-25
	Rep	Providing automated trading services	-	2003-08-25
	Rep	Dealing in futures contracts	-	2007-01-13
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-08-25
	Rep	Advising on securities	-	2003-08-25
	Rep	Asset management	-	2003-08-25
	Rep	Providing automated trading services	-	2003-08-25
	Rep	Dealing in securities	-	2007-01-13