| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2005-03-11 | 2012-06-23 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-03-11 | 2012-06-23 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-03-11 | 2012-06-23 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-09-23 | 2005-03-04 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-09-23 | 2005-03-04 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2004-06-24 |
| Rep | Advising on securities | - | 2004-06-24 |
| Rep | Asset management | - | 2004-06-24 |
| Rep | Providing automated trading services | - | 2004-06-24 |
| Rep | Dealing in securities | - | 2004-09-22 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | - | 2004-06-24 |
| Rep | Asset management | - | 2004-06-24 |
| Rep | Dealing in futures contracts | - | 2004-09-22 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2004-06-24 |
| Rep | Advising on securities | - | 2004-06-24 |
| Rep | Asset management | - | 2004-06-24 |
| Rep | Providing automated trading services | - | 2004-06-24 |
| Rep | Dealing in securities | - | 2004-09-22 |