| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-01 | - |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-06-24 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-24 |
| Rep | Asset management | 2003-04-01 | 2004-06-24 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-06-24 |
| Rep | Dealing in securities | 2003-04-01 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-04-01 | - |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-06-24 |
| Rep | Asset management | 2003-04-01 | 2004-06-24 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-24 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-24 |
| Rep | Asset management | 2003-04-01 | 2004-06-24 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-06-24 |
| Rep | Dealing in securities | 2003-04-01 | 2016-06-30 |