Personnel Hong Kong SFC License Details (ID 76917)

Personnel Hong Kong SFC License Details (ID 76917)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-07-01	2025-04-23
	Rep	Dealing in securities	2011-05-30	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2011-05-30	2025-04-23
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2011-05-30	2016-06-30
OKACHI (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2005-08-17	2011-05-20
OKACHI INVESTMENTS (HK) COMPANY LIMITED	Rep	Dealing in securities	2005-08-17	2011-05-20
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	-	2005-08-12
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2004-01-10
	Rep	Advising on securities	-	2004-01-10
	Rep	Asset management	-	2004-01-10
	Rep	Dealing in securities	-	2005-08-12