| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-01-07 | 2025-05-29 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-12-02 | - |
| Hong Tai Securities Limited | Rep | Advising on securities | 2019-10-14 | 2019-11-15 |
| Rep | Dealing in securities | 2019-09-16 | 2019-11-15 |
| Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2018-08-09 | 2019-06-06 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-05-25 | 2018-07-28 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-02-04 | 2018-07-28 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-06-01 | 2011-10-01 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-06-01 | 2011-10-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-06-01 | 2011-10-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-07-20 | 2006-11-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-04-19 | 2006-11-30 |