| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-01 | - |
| Rep | Dealing in securities | 2009-03-06 | 2016-06-30 | |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-03-06 | - |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-03-06 | 2016-06-30 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2005-02-14 | 2009-02-26 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-02-14 | 2009-02-26 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-10-28 | 2005-02-04 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-10-28 | 2005-02-04 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2004-05-19 | 2004-10-26 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-05-19 | 2004-10-26 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-05-19 | 2004-10-26 |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-05-06 |
| Rep | Asset management | 2003-04-01 | 2004-05-06 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-05-07 | |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-05-06 |
| Rep | Advising on securities | 2003-04-01 | 2004-05-06 | |
| Rep | Asset management | 2003-04-01 | 2004-05-06 | |
| Rep | Providing automated trading services | 2003-04-01 | 2004-05-06 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-05-07 |
No HKMA registrations in the collected records.