| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-12-23 | 2025-08-17 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2021-11-16 | 2025-08-17 |
| iTrade Securities Investment Limited | RO | Advising on securities | 2021-07-07 | 2021-08-31 |
| RO | Dealing in securities | 2021-07-07 | 2021-08-31 |
| AuVantage Consultancy Limited | RO | Dealing in securities | 2018-08-02 | 2021-04-20 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-01 | 2018-06-25 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-04-04 | 2018-06-25 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2004-06-29 |
| Rep | Advising on securities | - | 2004-06-29 |
| Rep | Asset management | - | 2004-06-29 |
| Rep | Providing automated trading services | - | 2004-06-29 |
| Rep | Dealing in securities | - | 2016-06-30 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2004-06-29 |
| Rep | Advising on securities | - | 2004-06-29 |
| Rep | Asset management | - | 2004-06-29 |
| Rep | Providing automated trading services | - | 2004-06-29 |
| Rep | Dealing in securities | - | 2016-06-30 |