| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-07-21 | 2015-01-30 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-07-21 | 2015-01-30 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2004-06-25 |
| Rep | Advising on securities | - | 2004-06-25 |
| Rep | Asset management | - | 2004-06-25 |
| Rep | Providing automated trading services | - | 2004-06-25 |
| Rep | Dealing in securities | - | 2014-07-11 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | - | 2004-06-25 |
| Rep | Asset management | - | 2004-06-25 |
| Rep | Dealing in futures contracts | - | 2014-07-11 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2004-06-25 |
| Rep | Advising on securities | - | 2004-06-25 |
| Rep | Asset management | - | 2004-06-25 |
| Rep | Providing automated trading services | - | 2004-06-25 |
| Rep | Dealing in securities | - | 2014-07-11 |