| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2013-07-25 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2013-07-25 | - |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-12-19 | 2013-07-17 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2012-12-19 | 2013-07-17 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-07-04 | 2012-12-12 |
| Rep | Dealing in securities | 2012-07-04 | 2012-12-12 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-06-04 | 2012-12-11 |
| Rep | Dealing in securities | 2012-06-04 | 2012-12-11 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-02-29 | 2012-05-14 |
| Rep | Dealing in securities | 2012-02-29 | 2012-05-14 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-12-19 | 2012-02-16 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-12-19 | 2012-02-16 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-12-19 | 2012-02-16 |
| WOCOM LIMITED (HK) | Rep | Dealing in futures contracts | 2005-04-08 | 2008-11-28 |
| WOCOM SECURITIES LIMITED | Rep | Dealing in securities | 2005-02-15 | 2008-11-28 |