Personnel Hong Kong SFC License Details (ID 76941)

Personnel Hong Kong SFC License Details (ID 76941)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2011-07-29	2013-08-12
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2011-07-29	2013-08-12
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2011-07-29	2013-08-12
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2009-06-19	2010-05-04
	Rep	Leveraged foreign exchange trading	2009-01-07	2011-07-08
	Rep	Dealing in futures contracts	2007-11-26	2011-07-08
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-11-26	2011-07-08