Personnel Hong Kong SFC License Details (ID 76946)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CG PARTNERS CAPITAL LIMITED	RO	Advising on securities	2025-03-04	-
	RO	Asset management	2025-03-04	-
Seeds International Asset Management Limited	RO	Advising on securities	2020-06-16	2025-01-31
	RO	Asset management	2020-06-16	2025-01-31
RICHE BRIGHT SECURITIES LIMITED	RO	Dealing in securities	2018-07-17	2020-04-01
QUASAR SECURITIES CO., LIMITED	Rep	Dealing in securities	2017-10-23	2018-06-27
	RO	Dealing in securities	2017-01-06	2017-10-03
KGI ASIA LIMITED	Rep	Dealing in securities	2014-06-26	2016-12-29
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-06-26	2016-12-29
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2011-06-21	2014-06-16
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2011-01-17	2014-06-16
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2011-01-17	2014-06-16
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-04-18
	Rep	Advising on securities	2003-04-01	2003-04-18
	Rep	Asset management	2003-04-01	2003-04-18
	Rep	Providing automated trading services	2003-04-01	2003-04-18
	Rep	Dealing in securities	2003-04-01	2003-04-18
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-04-18
	Rep	Asset management	2003-04-01	2003-04-18
	Rep	Dealing in futures contracts	2003-04-01	2003-04-18
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-04-18
	Rep	Advising on securities	2003-04-01	2003-04-18
	Rep	Asset management	2003-04-01	2003-04-18
	Rep	Providing automated trading services	2003-04-01	2003-04-18
	Rep	Dealing in securities	2003-04-01	2003-04-18