| KGI ASIA LIMITED | Rep | Dealing in securities | 2026-08-10 | - |
| UX SECURITIES LIMITED | RO | Advising on securities | 2017-12-12 | 2023-10-30 |
| RO | Dealing in securities | 2017-12-12 | 2023-10-30 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2017-12-05 |
| Rep | Dealing in securities | 2013-08-27 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-27 | 2017-12-05 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-05-13 | 2013-08-09 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-05-13 | 2013-08-09 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-05-13 | 2013-08-09 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-07-11 | 2009-05-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-07-11 | 2009-05-01 |
| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2007-12-04 | 2008-06-27 |
| Rep | Dealing in securities | 2007-12-04 | 2008-06-27 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-01-10 | 2007-11-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-01-10 | 2007-11-30 |