| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | - |
| Rep | Dealing in securities | 2014-06-20 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-06-20 | - |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-02-18 | 2014-06-14 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-29 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-29 |
| Rep | Asset management | 2003-04-01 | 2004-06-29 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-06-29 |
| Rep | Dealing in securities | 2003-04-01 | 2014-06-14 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-29 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-29 |
| Rep | Asset management | 2003-04-01 | 2004-06-29 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-06-29 |
| Rep | Dealing in securities | 2003-04-01 | 2014-06-14 |