| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2016-07-01 | 2022-05-25 |
| Rep | Dealing in securities | 2016-07-01 | 2024-10-15 | |
| Rep | Advising on securities | 2010-03-04 | 2016-06-30 | |
| Rep | Dealing in securities | 2009-12-08 | 2016-06-30 | |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-12-08 | 2022-05-25 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-12-08 | 2016-06-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-08-26 | 2009-11-14 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-11-02 | 2009-11-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-01-18 | 2009-11-14 |