Personnel Hong Kong SFC License Details (ID 76964)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2023-05-11	2026-07-21
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2023-05-11	-
Hong Kong Stock Link Securities Limited	RO	Dealing in securities	2019-11-12	2023-04-20
	Rep	Dealing in securities	2019-10-02	2019-11-12
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2019-09-24
	Rep	Dealing in securities	2015-01-26	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-01-26	2019-09-24
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-06-25
	Rep	Advising on securities	2003-04-01	2004-06-25
	Rep	Asset management	2003-04-01	2004-06-25
	Rep	Providing automated trading services	2003-04-01	2004-06-25
	Rep	Dealing in securities	2003-04-01	2015-01-17
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-06-25
	Rep	Asset management	2003-04-01	2004-06-25
	Rep	Dealing in futures contracts	2003-04-01	2015-01-17
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-06-25
	Rep	Advising on securities	2003-04-01	2004-06-25
	Rep	Asset management	2003-04-01	2004-06-25
	Rep	Providing automated trading services	2003-04-01	2004-06-25
	Rep	Dealing in securities	2003-04-01	2015-01-17