Personnel Hong Kong SFC License Details (ID 76969)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2023-02-27	2024-06-06
Core Pacific - Yamaichi Asset Management Limited	RO	Asset management	2022-01-05	2024-06-06
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	RO	Advising on securities	2021-11-01	2024-06-06
	RO	Dealing in securities	2021-11-01	2024-06-06
Core Pacific - Yamaichi Asset Management Limited	Rep	Asset management	2021-08-12	2022-01-05
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2021-08-12	2021-11-01
	Rep	Dealing in securities	2021-08-12	2021-11-01
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on securities	2019-02-13	2020-03-30
	Rep	Asset management	2019-02-13	2020-03-30
	RO	Dealing in securities	2019-02-13	2020-03-30
	Rep	Advising on securities	2014-03-25	2019-02-13
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2012-05-02	2014-01-23
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2012-05-02	2019-02-13
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2011-08-10	2012-04-21
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2004-09-01	2012-04-21
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2004-09-01	2012-04-21
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-12-23
	Rep	Advising on securities	-	2003-12-23
	Rep	Asset management	-	2003-12-23
	Rep	Dealing in securities	-	2003-12-23