Personnel Hong Kong SFC License Details (ID 76971)

Personnel Hong Kong SFC License Details (ID 76971)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2014-04-30	-
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2014-04-30	-
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2008-12-29	2013-11-20
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2006-09-05	2013-11-20
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2006-09-05	2013-11-20
VC BROKERAGE LIMITED	Rep	Dealing in securities	2006-05-22	2006-09-01
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2004-01-07	2006-05-21
BOCI Bullion Company Limited	Rep	Advising on corporate finance	2003-04-01	2003-12-03
	Rep	Advising on securities	2003-04-01	2003-12-03
	Rep	Asset management	2003-04-01	2003-12-03
	Rep	Providing automated trading services	2003-04-01	2004-04-29
	Rep	Dealing in securities	2003-04-01	2006-05-21