| CITIC Securities Brokerage (HK) Limited | RO | Advising on securities | 2020-08-28 | - |
| RO | Dealing in securities | 2020-08-28 | - |
| CITIC Securities Futures (HK) Limited | RO | Dealing in futures contracts | 2020-08-28 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2017-11-24 | 2020-08-28 |
| Rep | Dealing in securities | 2016-04-19 | 2020-08-28 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2016-04-19 | 2020-08-28 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2013-12-17 | 2016-04-10 |
| CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-12-17 | 2016-04-10 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-06-28 | 2016-04-10 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-04-12 | 2016-04-10 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-04-12 | 2016-04-10 |