Personnel Hong Kong SFC License Details (ID 76975)

Personnel Hong Kong SFC License Details (ID 76975)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2020-02-22
	Rep	Dealing in securities	2015-01-19	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-01-19	2019-06-03
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-06-17	2014-05-29
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2010-06-17	2014-05-29
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2010-06-17	2014-05-29
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-11-30	2010-05-24
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-12-30	2010-05-24