Personnel Hong Kong SFC License Details (ID 76999)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on securities	2018-01-08	-
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2013-11-29	2017-11-20
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on securities	2013-08-28	2013-11-21
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2011-08-08	2013-08-19
iFAST Financial (HK) Limited	Rep	Advising on securities	2009-09-08	2011-07-28